Free PECB ISO-IEC-42001-Lead-Auditor Exam Practice Questions
ISO/IEC 42001:2023 Artificial Intelligence Management System Lead Auditor
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PECB ISO-IEC-42001-Lead-Auditor Exam Sample Questions & Answers
[Fundamental Principles and Concepts of an AI Management System]
An AI-driven recommendation system for online shopping has been accused of promoting products from certain vendors over others without clear reasoning. The company wants to address these concerns effectively. Which core element is most relevant to resolving this issue?
[Fundamental Principles and Concepts of an AI Management System]
Which core element of AIMS is defined as: ''Organizations are responsible for the development, deployment, and use of AI systems, and their potential impacts''?
[Conducting an ISO/IEC 42001 Audit]
Scenario 4 (continued):
BioNovaPharm, a German biopharmaceutical company, has implemented an artificial intelligence management system AIMSbased on ISO/IEC 42001 to optimize various aspects of drug discovery, including analyzing extensive biological data, identifying potentialdrug candidates, and streamlining clinical trial processes. After having the AIMS in place for over a year, the company contracted acertification body and is now undergoing an AIMS audit to obtain certification against ISO/IEC 42001.
Adopting a risk-based approach, the audit team focused on risk throughout their activities. The level of detail outlined in the audit plancorresponded to the scope and complexity of the audit. The team employed a ranking system for detailed audit procedures, prioritizingthose with the highest risk.
Once the stage 1 audit began, the audit team started reviewing the auditee's documented information. To assess whether BioNovaPharmcomplies with the legal and regulatory requirements related to incident communication, the audit team examined evidence provided bythe company's external legal office. The evidence confirmed that BioNovaPharm applies the requirements of the EU Al Act, whichmandates that providers of high-risk Al systems report serious incidents to relevant authorities.
Following the completion of the stage 1 audit, John, an audit team member, documented the stage 1 audit outputs, including theobservations of the audit team that could result in nonconformities during the on-site audit. However, the audit team leader, Emma, whowas overseeing the audit activities, observed that John failed to document significant observations related to the lack of transparency inthe Al decision-making processes of BioNovaPharm. Considering that Emma observed John's lack of competence in undertaking some
audit activities, a disciplinary note was recorded for John.
Based on Scenario 4, is the decision of the top management representative not to provide theadditional evidence requested by the audit team justifiable?
[Conducting an ISO/IEC 42001 Audit]
What does sampling error refer to in the context of the audit?
[Fundamental Principles and Concepts of an AI Management System]
Which core element emphasizes that AI systems should be designed to avoid bias and ensure fair treatment for all individuals?
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