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Free IIA-CFSA CFSA Exam Questions - IIA IIA-CFSA Exam

IIA IIA-CFSA Exam

Certified Financial Services Auditor

Total Questions: 511

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IIA IIA-CFSA CFSA Questions

Q1.

If interest rates fall, a bond issuer may decide to pay off (or ''retire'') its debt and issue new bonds that pay a lower rate. When this happens, the fund may not be able to reinvest the proceeds in an investment with a high return or yield. This is an example of:

Q2.

Some of the risks associated with bond funds are all of the following EXCEPT:

Q3.

Money market funds:

Q4.

___________ have relatively low risks, compared to other mutual funds.

Q5.

I- With reference to the granting of customer credit lines a thorough analysis of the customer's overall financial position is performed prior to trading authorization.

II-confirmations of each transaction are sent to customers indicating the quantity, delivery

month and the contract price to ensure the integrity of transactions.

III-Original margin deposits in cash or acceptable securities to guarantee performance of

contracts are determined in accordance These all are adequate procedures and controls associated with:

Solutions:
Question: 1 Answer: B
Question: 2 Answer: D
Question: 3 Answer: D
Question: 4 Answer: C
Question: 5 Answer: A

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