Free IIA-CFSA CFSA Exam Questions - IIA IIA-CFSA Exam
Certified Financial Services AuditorTotal Questions: 511
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IIA IIA-CFSA CFSA Questions
If interest rates fall, a bond issuer may decide to pay off (or ''retire'') its debt and issue new bonds that pay a lower rate. When this happens, the fund may not be able to reinvest the proceeds in an investment with a high return or yield. This is an example of:
Some of the risks associated with bond funds are all of the following EXCEPT:
Money market funds:
___________ have relatively low risks, compared to other mutual funds.
I- With reference to the granting of customer credit lines a thorough analysis of the customer's overall financial position is performed prior to trading authorization.
II-confirmations of each transaction are sent to customers indicating the quantity, delivery
month and the contract price to ensure the integrity of transactions.
III-Original margin deposits in cash or acceptable securities to guarantee performance of
contracts are determined in accordance These all are adequate procedures and controls associated with:
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