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ICMA SOFQ Exam

Securities Operations Foundation Qualification (SOFQ)

Total Questions: 50

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ICMA SOFQ Questions

Q1.

The calculation of profit and loss for securities includes:

Q2.

The physical substances of natural gas/ barley and zinc fall within the following financial heading:

Q3.

The type of organisation that provides securities underwriting services is known as a

Q4.

The number of days of accrued interest, and the cash value of accrued interest - on a trade of GBP 30,500,000 Barclays Bank GBP Floating Rate Notes November 2028, paying interest quarterly - the current coupon rate is 3.7162% for the period 21s' November to November 21s' February, trade date 3rd February, value date 5th February, is:

Q5.

IPO' stands for:

Solutions:
Question: 1 Answer: D
Question: 2 Answer: C
Question: 3 Answer: A
Question: 4 Answer: B
Question: 5 Answer: C

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